Privacy policy.
LCPB Financial Services, LLC values the relationships that we have with our current and potential clients.
We know that these relationships are built solely on trust and integrity. We work hard to maintain your
privacy and to preserve the private nature of our relationship with you. We place the highest value on
the information you share with us. LCPB Financial Services, LLC will not disclose your personal
information to anyone unless it is required by law or at your direction. We will not sell your personal
information. LCPB Financial Services, LLC will provide the privacy statement to all clients annually.
WHY WE COLLECT YOUR INFORMATION
We gather information about you so that we can:
Help design and implement the planning or investment related services we provide you; and
Comply with the Federal and State laws and regulations that govern us.
WHAT INFORMATION WE COLLECT AND MAINTAIN
We may collect the following types of “nonpublic personal information” about you:
Information from our initial meeting or subsequent consultations about your identity, such as your name, address, social security number, date of birth, and financial information.
Information that we generate to service your financial needs.
Information that we may receive from third parties with respect to your financial profile.
WHAT INFORMATION WE DISCLOSE
We are permitted by law to disclose nonpublic information about you to unaffiliated third parties in
certain circumstances. For example, in order for us to provide planning or investment management
services to you, we may disclose your personal information in limited circumstances to various service
providers, such as our clearing firm.
Otherwise, LCPB Financial Services, LLC will not disclose any personal information about you or your
account(s) unless one of the following conditions is met:
We receive your prior written consent; or
We have documentation that the recipient is your authorized representative; or
We are required by law to disclose information to the recipient
Arrangements with companies not affiliated with LCPB Financial Services, LLC will be subject to confidentiality agreements.
HOW WE PROTECT YOUR PERSONAL INFORMATION
Privacy is very important to LCPB Financial Services, LLC. We restrict and limit access to client
information only to those who need to carry out their business functions. We maintain physical,
electronic, and procedural safeguards to protect your confidential personal information. If you end your
relationship with LCPB Financial Services, LLC, we will continue to adhere to the policies and procedures
described in this notice.
CHANGES TO OUR PRIVACY POLICY
If there is ever a change to this notice that permits or requires additional disclosures of your confidential
information, we will provide written notice to you, and you will be given the opportunity to direct us as
to whether such disclosure is acceptable.